Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.

Federal Reserve Board Vice Chair Randal K. Quarles reviewed the contributions of the Financial Stability Board and raised issues that continue to affect the global financial system.

The New York Attorney General's Office launched an online "Whistleblower Portal" to "attract, engage and protect whistleblowers."

A broker-dealer settled FINRA charges for failing to implement an adequate supervisory system to address short positions in tax-exempt municipal bonds.