The SEC, CFTC and Federal Reserve adopted an interagency final rule intended to simplify the Volcker Rule.

DOJ provided guidance for Criminal Division attorneys on how to examine a claim from a business organization that it is unable to pay a criminal fine.

FINRA offered new resources to member firms in preparation for the SEC's Regulation Best Interest and Form CRS compliance date of June 30, 2020.

The Office of the Comptroller of the Currency, Federal Reserve Board and FDIC joint final rule to increase the major asset prohibition thresholds for management interlock rule was published in the Federal Register.

CFTC Division of Swap Dealer and Intermediary Oversight Director Joshua B. Sterling reviewed "key supervisory considerations" that will be addressed in the upcoming year.