FINRA proposed updating the monthly trade reporting fees for participants using the FINRA/NYSE Trade Reporting Facility.

University of Houston Finance Professor Craig Pirrong considered the underlying reasons for the volatility occurring in the U.S. overnight funding markets in mid-September.

The North American Securities Administrators Association provided guidance to millennials on avoiding investment scams and other investment activities.

At a Technology Advisory Committee meeting, CFTC Commissioners considered recommendations for improving regulatory compliance through better integration of technology.