Commentary by Christian Larson
In a reorganization, FinCEN formed the Strategic Operations Division to direct FinCEN’s operational information sharing and engagement with domestic and international stakeholders.
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22399 News Results
Commentary by Christian Larson
FINRA reminded market participants that on December 2, 2019, additional firm data concerning OTC equity trading will be available on the agency's website.
NFA requested nominations to fill five Public Representative positions for the NFA's Board of Directors.
CFPB Director Kathy Kraninger described agency initiatives focused on product experimentation, investigations and enforcement, and consumer education.
The business conduct committees of the New York Mercantile Exchange, the Chicago Board of Trade, and the Chicago Mercantile Exchange fined and suspended multiple traders and firms for trade practice violations.