OFAC issued three new FAQs and updated two existing FAQs on U.S. sanctions against Iran.
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A New York investment adviser settled SEC charges for concealing losses and selling fake loan assets to clients.
The SEC charged a biotech company and three of its former executives with artificially inflating the firm's reported revenue.
The SEC Division of Trading and Markets issued guidance to "facilitate applications" for certain substituted compliance based on the security-based swap requirements of a non-U.S. jurisdiction.
The MSRB proposal to more prominently display certain financial disclosures and related information on the organization's Electronic Municipal Market Access system was published in the Federal Register.