The OCC is reducing fee schedule rates by 10 percent for the upcoming 2020 calendar year.
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22399 News Results
We’ll be back on Monday, December 2. Enjoy some holiday classics in the meantime!
The SEC reproposed a rule designed to "enhance" regulations on the use of derivatives by registered investment companies and business development companies.
The CFTC approved final rule amendments to simplify regulatory obligations for CPOs and CTAs by codifying certain staff advisories and no-action letter relief.
NFA named Michael Otten as Vice President of OTC Derivatives.