An SEC proposal to "modernize, simplify, and enhance" certain Regulation S-K financial disclosure requirements was published in the Federal Register.

The SEC offered relief and assistance to certain U.S. publicly traded companies and fund boards affected by COVID-19.

NFA urged members to prepare for the potential impact of the coronavirus on businesses and review their business continuity plans.

FinCEN assessed a civil monetary penalty against a former chief operational risk officer for failing to prevent Bank Secrecy Act violations.