FINRA urged member firms to ensure that their business continuity plans can address the various phases of a pandemic.
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The Government Accountability Office offered criticisms and recommendations on the Office of Management and Budget "Data Center Optimization Initiative."
The Alternative Reference Rates Committee extended the comment deadline for a consultation seeking feedback on the Committee's recommended spread adjustment methodologies for cash products referencing USD LIBOR.
The FDIC and the FRB proposed updating the resolution plan submission guidance for certain large foreign banking organizations.
NFA proposed amendments to rules on communications with the public and promotional materials. The amendments would provide relief to certain CTA members regarding the disclosure of performance results to eligible contract participant clients.