A CFPB-proposed rule requiring debt collectors to make certain disclosures when collecting time-barred debts was published in the Federal Register.
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The SEC requested comment on an Investment Company Act rule governing the names of SEC-registered investment companies.
The SEC adopted rule amendments to "simplify and streamline" the financial disclosure requirements for certain guarantors and issuers under regulations concerning registered debt offerings.
A broker-dealer settled FINRA charges for Order Audit Trail System reporting violations.
The Federal Reserve Bank of New York, in cooperation with the Treasury Office of Financial Research, began publishing Secured Overnight Financing Rate compound averages for tenors of 30, 90 and 180 days as well as a SOFR Index.