A national bank settled Federal Reserve Board and OCC charges for failure to correct deficiencies in risk management and internal controls, data quality management and compliance management.

OFAC authorized certain transactions related to the Petróleos de Venezuela 2020 8.5 Percent Bond.

The CFTC unanimously approved amendments to CFTC reporting requirements for CPOs and CTAs and related Form CPO-PQR.

NFA reminded registrants and applicants of the expiration of temporary relief that it granted from fingerprinting requirements.

SEC staff provided a retrospective review of the efforts of regulators to strengthen the central clearing system since the adoption of Dodd-Frank.