The Financial Stability Board reported on the risks and opportunities created by the use of supervisory and regulatory technology.
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SEC Commissioner Allison Herren Lee touted the benefits that the public markets provide to issuers and investors.
FinCEN alerted financial institutions to fraudulent activity involving unemployment insurance that the agency observed during the COVID-19 pandemic.
The Secretary of the Treasury tightened sanctions against Iran by designating financial institutions and persons determined to "operate" in the Iranian financial sector.
FINRA proposed extending the pilot period related to market-wide circuit breakers in NMS stocks.