FinCEN provided relief for Report of Foreign Bank and Financial Accounts filers that are impacted by the California wildfires, the Iowa derecho, Hurricane Laura, the Oregon wildfires and Hurricane Sally.
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22393 News Results
NFA amended its Code of Arbitration and Member Arbitration Rules to increase filing and hearing fees and provide additional flexibility for certain administrative procedures.
CFTC Enforcement Director James McDonald will leave the agency on October 8, 2020.
FINRA proposed amendments to rules on "financial exploitation of specified adults" that would permit a broker-dealer to impose a longer hold period on a senior investor's account.
The SEC charged cybersecurity entrepreneur John McAfee for recommending several initial coin offerings to his social media followers without disclosing the compensation he received for promoting the offerings.