FINRA requested feedback on a concept proposal setting forth how the FINRA rules might apply to security-based swaps.

Two Brazilian nationals and companies under their control settled SEC and DOJ charges for violating the anti-bribery provisions of the Foreign Corrupt Practices Act.

An SEC final rule rescinding a national market system plan exception that allows fee changes to go into effect upon filing with the SEC was published in the Federal Register.

In a report on the hack of Twitter by a "17-year-old" and his accomplices, the New York State Department of Financial Services recommended a new cybersecurity regulatory framework for the largest social media companies.

The Cabinet Regulatory Tracker is a list of comment deadlines, expiration dates and effective dates.