In a report called the "Global Transition Roadmap," the Financial Stability Board laid out USD LIBOR transition timelines for market participants with exposure to LIBOR cessation risk.

A U.S. multinational holding company settled potential civil liability for apparent violations of the Iranian Transactions and Sanctions Regulations.

The National Adjudicatory Council modified the principal considerations in its Sanction Guidelines to expressly include the consideration of age and physical or mental health status when determining the reason that a customer was unable to protect his or her own interests.

A broker-dealer and one of its representatives settled FINRA charges for inaccurately reporting the broker-dealer's business expenses and the representative's personal expenses.