The OCC, Federal Reserve Board, FDIC, National Credit Union Administration and CFPB proposed a rule that would codify a 2018 Interagency Statement Clarifying the Role of Supervisory Guidance.
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In a new white paper on the performance of the central counterparties during periods of extreme volatility, FIA concluded that the central counterparties performed sufficiently; however, their demands for increased margin put "extreme" pressures on liquidity in the rest of the financial system.
SEC Office of International Affairs Director Raquel Fox will leave the agency in November.
FINRA adopted a rule restricting a registered person's ability to (i) become a beneficiary of a customer or (ii) hold a position of trust on behalf of a customer.
The Cabinet Regulatory Tracker is a list of effective dates, comment deadlines and expiration dates.