The CFTC amended an Order that exempts eight Singapore-based trading platforms from swap execution facility registration.
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The CFTC and the South African Reserve Bank initiated a collaboration to share information regarding financial technology.
The SEC issued an Order updating several exemptions and granting additional exemptions for certain security-based swap activities.
The SEC revised the procedures for submitting documents to the EDGAR system.
The SEC Division of Enforcement reviewed its record over the past fiscal year, highlighting COVID-19 related enforcement efforts and the successful expansion of the whistleblower program.