Commentary by Steven Lofchie
The SEC adopted a final rule on exemptions for mutual funds, exchange-traded funds, registered closed-end funds and business development companies when entering into derivatives transactions.
News & Insights
22393 News Results
Commentary by Steven Lofchie
SEC Division of Corporation Finance Director William H. Hinman will step down from his position later this year.
The OCC, the Federal Reserve Board and the FDIC finalized three interim rules that revise the regulatory capital rule and the liquidity coverage ratio rule.
Several trade groups expressed support for CFTC-proposed amendments to uncleared swap margin requirements. The groups offered additional recommendations to enhance the proposals or further their intended impact.
CFTC Chair Heath P. Tarbert directed staff on the use of (i) no-action letters, (ii) interpretive letters, (iii) staff guidance, advisories and FAQs, and (iv) exemptive letters.