The SEC charged a technology company, its current CEO, and its co-founder and executive chairman of its board with conducting an unregistered, ongoing digital securities offering.

The Federal Reserve Board, the FDIC and the OCC extended time-limited no-action relief to asset managers and other institutions from certain regulations that limit extensions of credit to "insiders."

The SEC and the Commissione Nazionale per le Società e la Borsa ("CONSOB") entered into a Memorandum of Understanding which sets forth the terms for consultation, cooperation and the exchange of information concerning oversight of securities and derivatives activities.

The SEC issued a final substituted compliance order for security-based swap dealers regulated by German authorities and a proposed substituted compliance order for SBSDs regulated by French authorities.