The CFTC Division of Market Oversight released a "workbook" for market participants to clarify which exchange-traded futures contracts would be subject to the new position limits rule.

OFAC authorized certain transactions related to the Petróleos de Venezuela, S.A. 2020 8.5 Percent Bond, which otherwise would be prohibited by Executive Order.

The SEC proposed amendments to rules and forms to “mitigate the risk of unregistered distributions in connection with sales of market-adjustable securities.”

The SEC Division of Corporation Finance provided disclosure guidance for "special purpose acquisition companies" conducting initial public offerings and related business combination transactions.

FINRA proposed to delay, from March 25, 2021 to October 26, 2021, the implementation date of amendments to FINRA margin requirements on "To Be Announced" and other "Covered Agency Transactions."