In its 2020 Annual Report, the SEC Advocate for Small Business Capital Formation recommended policy solutions to address current issues impacting capital formation.
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22393 News Results
An SEC final rule on exemptions for mutual funds, exchange-traded funds, registered closed-end funds and business development companies when entering into derivatives transactions was published in the Federal Register.
FRB Chair Jerome H. Powell swore in Christopher J. Waller as a member of the Board of Governors of the Federal Reserve System.
Federal Reserve Board Governor Lael Brainard emphasized the importance of preparing the U.S. financial system to deal with the challenges of climate change.
The OCC proposed a rule that would allow the agency to exempt national banks and federal saving associations from the OCC's suspicious activity reporting requirements.