A New York State Senate bill that would establish a "billionaire mark to market tax" was referred to the State Budget and Revenue Committee on February 5, 2021.
News & Insights
22393 News Results
The SEC named Kelly L. Gibson, current Philadelphia Regional Office Director, as Acting Deputy Director of the Division of Enforcement.
The SEC requested comment on the potential money market fund reform measures outlined in the President's Working Group of Financial Markets December 2020 report.
The FTC and the DOJ Antitrust Division implemented a temporary suspension of early termination grants for filings under the Hart-Scott-Rodino Act.
A firm settled FINRA charges for failing to conduct an annual inspection of its branch Office of Supervisory Jurisdiction.