The SEC Office of Investor Education and Advocacy alerted investors to the substantial risks associated with social media-based short-term investing.

OFAC amended a General License authorizing certain transactions and activities "ordinarily incident and necessary to operations or use of ports and airports in Venezuela."

FinCEN republished certain FAQs that were previously published by the Small Business Administration that clarify how lenders can satisfy their Bank Secrecy Act requirements when issuing Paycheck Protection Program loans.

A firm settled FINRA charges for supervisory deficiencies in relation to the execution of trades in National Market System stock at prices lower than those of a protected bid or higher than those of a protected offer.