Two new CFTC-approved exemptions from the requirement to execute certain swap types on a swap execution facility or a designated contract market were published in the Federal Register.

A CFTC final rule intended to resolve operational issues faced by swap execution facilities and their market participants in relation to audit trail data, financial resources and chief compliance officer requirements was published in the Federal Register.

A final rule promulgated by the OCC, Federal Reserve Board and FDIC that implements a net stable funding ratio requirement for certain large U.S. banking organizations was published in the Federal Register.

The OCC released a LIBOR Self-Assessment Tool for community banks to use to gauge the appropriateness, execution, and oversight and reporting of the banks' LIBOR transition plan.

SEC Acting Chair Allison Herren Lee reinstated the sub-delegation of the authority to issue Formal Orders of Investigation to senior Division staff.