The U.S. House Committee on Financial Services considered legislation that would amend the Fair Credit Reporting Act for the purpose of mitigating biases in credit reporting.
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An operator of an order and execution management system that facilitates electronic trading settled SEC charges for failing to register as a broker-dealer.
The American Institute of Certified Public Accountants' Financial Reporting Executive Committee requested feedback on proposed changes to AICPA's "Brokers and Dealers in Securities" Accounting Guide.
CFTC Commissioner Dawn D. Stump advocated for the frequent re-visitation and refinement of swaps rule sets by regulators to ensure that regulations are current with the market environment.
In its Report on Objectives for Fiscal Year 2022, the SEC Office of the Investor Advocate stated that it will focus on environmental, social and governance disclosure, Rule 10b5-1 plans, capital-raising alternatives, equity market structure and cryptocurrency.