A firm settled FINRA charges for violations relating to supervision of suitability standards, representatives' outside business activities, communications with investors and FINRA filing requirements for private funds.

The Federal Housing Finance Agency provided guidance to Federal Home Loan Banks on "expectations regarding the use of alternative reference rates."

In a final rule issued pursuant to Executive Order 14022 ("Termination of Emergency with Respect to the International Criminal Court"), OFAC removed the International Criminal Court-Related Sanctions Regulations from the Code of Federal Regulations.

NFA amendments to CPO and CTA quarterly reporting requirements went into effect on June 11, 2021.