FinCEN issued the first government-wide list of priorities concerning anti-money laundering and counter-terrorism financing policy.
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In an updated booklet for the Information Technology Examination Handbook, the Federal Financial Institutions Examination Council describes "enterprise-wide, process-oriented approaches" for the design of technology within a business structure, implementation of IT infrastructure and delivery of services for customers.
IOSCO requested feedback on proposed recommendations for sustainability-related asset management practices.
The CFTC Market Participants Division issued clarifications as to the capital and financial reporting requirements imposed on swap dealers that use the "tangible net worth" method of calculating net capital.
The SEC named Gurbir S. Grewal its new Director of Enforcement.