OFAC authorized specific transactions involving the Taliban or the Haqqani Network for the exportation or reexportation of agricultural commodities, medicine and medical devices that would be otherwise prohibited by sanctions regulations or by Executive Order.

The SEC issued a no-action letter to FINRA stating that it will not take enforcement action against member firms that do not comply with quotation rules on fixed income securities until January 3, 2022.

The SEC charged the CEO and Chief Operating Officer of a subprime auto loan funding and servicing company with conducting a fraudulent securitization scheme.

The SEC charged a quantitative analyst with a years-long scheme to front-run securities trades entered by two investment advisers that employed him.

In an Advance Notice of Proposed Rulemaking, FinCEN requested comment on regulations to implement amendments to the Bank Secrecy Act on antiquities trading contained in the Anti-Money Laundering Act of 2020.