In a Washington Post Live interview, SEC Chair Gary Gensler asserted that should China not comply with the auditing processes of the Public Company Accounting Oversight Board in the next three years, the SEC will suspend from trading the approximately 270 China-related companies raising money.
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In letters to six special purpose acquisition companies, Senators Elizabeth Warren (D-MA), Sherrod Brown (D-OH), Tina Smith (D-MN) and Chris Van Hollen (D-MD) expressed concerns over "misaligned" investor and sponsor interests under the SPAC structure.
President Joseph R. Biden nominated Saule Omarova to be Comptroller of the Currency.
ISDA will review and amend its fallback language following receipt of letters from the Financial Conduct Authority and the Federal Reserve Board expressing concern regarding ISDA's fallback language for credit-sensitive rates.
At the 2021 NASAA Annual Conference, new President Melanie Senter Lubin identified priorities for the coming year.