In a report submitted to Congress, the SEC Office of the Advocate for Small Business Capital Formation summarized policy recommendations made by participants at the SEC's 40th Annual Small Business Forum.

A pair of affiliated swap dealers settled CFTC charges for Legal Entity Identifier reporting failures and related supervisory matters.

FINRA proposed establishing administrative and delivery fees for the new Municipal Advisor Principal Examination.

Two entities and their principals settled SEC charges for the sales of unregistered oil and gas securities and material misstatements in connection with those offerings.

Coinbase canceled the launch of a program that would have allowed customers to earn interest by lending USD Coin, a dollar-based stablecoin created by the company, to Coinbase.