Saule Omarova withdrew her nomination to be Comptroller of the Currency.
News & Insights
In updated guidance, FINRA detailed its new electronic fingerprint process for broker-dealer firms and funding portals. The new process went into effect on Dec. 6, 2021.
The U.S. House of Representatives Rules Committee declined to amend the National Defense Authorization Act for Fiscal Year 2022 to include the Secure And Fair Enforcement Banking Act of 2021. The House Rules Committee's action follows similar action from the Senate.
FINRA proposed amendments to a rule on reporting and fee requirements for the delivery by broker-dealers of proxy and other issuer-related materials.
At a House Financial Services Committee hearing, witnesses shared recommendations on competitiveness, risk and regulatory clarity in the emerging digital assets economy.