In updated guidance, FINRA clarified that broker-dealers' retail communications concerning private placement offerings may include operating metrics but not "target returns."

In a consultation report, the IOSCO Growth and Markets Committee recommended that regulators balance their risk management approach to new technologies by setting up "innovation facilitators."

A U.S. individual settled potential civil liability with OFAC for violations of the Iranian Transactions and Sanctions Regulations.

In remarks before the Consumer Federation of America's 34th Annual Financial Services Conference, Acting OCC Comptroller Michael Hsu identified changes to banks' overdraft programs that would benefit lower-income individuals.