Commentary by Steven Lofchie
In its annual report, the SEC Office of the Advocate for Small Business Capital Formation identified trends in how entrepreneurs and investors raised capital in fiscal year 2021.
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22383 News Results
Commentary by Steven Lofchie
The FDIC refuted a joint statement made by CFPB Director Rohit Chopra and FDIC Board member Martin J. Gruenberg that the FDIC Board had approved a request for information and comment on bank merger transaction rules, guidance and statements.
The CFTC charged a resident of Puerto Rico and his firm with trading on material nonpublic information on gas futures received from an insider at an energy company.
SEC Chair Gary Gensler emphasized the need to provide investors in special purpose acquisition companies with the same protections afforded to investors in traditional initial public offerings.
CFTC Commissioner Dawn DeBerry Stump announced that she will not seek reappointment following the conclusion of her term.