The FDIC and FinCEN will open registration for interested individuals to participate in a "Tech Sprint Program" to focus on developing solutions "for financial institutions and regulators to help measure the effectiveness of digital identity proofing."
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22383 News Results
The SEC approved a FINRA proposal to address the application of FINRA rules to security-based swaps.
The SEC requested comment on a Nasdaq Stock Market LLC amended proposed rule to adjust pricing limitations on direct listings of primary offerings.
The SEC charged two individuals with trading on material nonpublic information taken from a company's confidential earnings preview meeting.
An investment adviser settled SEC charges relating to alleged misrepresentations on fees and failures to disclose conflicts of interest.