A student loan servicer reached a settlement with 39 state attorneys general, resolving claims of unfair and predatory lending practices.
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A broker-dealer settled NYSE Arca, Inc. charges for "failure to properly announce a customer order" and related supervision failures.
In a joint letter, leaders of the House Committee on Agriculture and the Senate Committee on Agriculture, Nutrition and Forestry asked CFTC Chair Rostin Behnam to issue regulatory guidance on digital asset markets.
A firm settled FINRA, NYSE Arca, Inc. and NYSE American charges for supe rvisory failures in connection with partial tender offers.
The Cabinet Regulatory Tracker is a list of comment deadlines and effective dates.