A broker-dealer settled parallel NYSE Arca, Inc. and Nasdaq Stock Market charges for violating the market access rule while electronically routing shares to the two exchanges.

On January 18, 2022, the OCC conditionally approved Social Finance, Inc. applications to charter a full-service national bank.

ISDA CEO Scott O'Malia described ISDA's ongoing effort to develop common contractual standards to support the digital asset derivatives market.

In a new Consultation Report, ISDA solicited feedback on the operational resilience of trading venues and market intermediaries during the pandemic.