The Federal Financial Institutions Examination Council committed to common principles on examination information requests.

In a parting statement, Commissioner Elad L. Roisman praised the SEC staff and said it was a privilege to serve as a "temporary steward" of the SEC and its mission.

In a final rule, OFAC amended and reissued, in its entirety, the Transnational Criminal Organizations Sanctions Regulations.

FINRA set the compliance dates for rule amendments relating to security-based swaps.

The SEC issued an order approving FINRA amendments to margin requirements for Covered Agency Transactions.