The CFTC issued two documents intending to define most event contracts as within its jurisdiction: (i) a notice of proposed rulemaking that would define "event contracts, including those based on sports-, politics-, cultural-, and weather-related events," as "swaps" and (ii) an interim final rule that would exclude "casino-style" gambling products from the "swap" definition.

ISDA identified provisions in its 2016 English and New York law variation margin annexes that could be amended so parties can post tokenized money market fund shares as collateral, and asked for market feedback.

The Federal Reserve Board extended by 30 days to November 4, 2026, the comment period on its proposal to amend Regulation O ("Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks").

The SEC Division of Corporation Finance's Office of Mergers and Acquisitions cleared Tesla and other issuers to allow retail investors to vote with the board.

The SEC will hold its Compliance Outreach Program National Seminar for Investment Advisers and Investment Companies on November 19, 2026.