The SEC Division of Examinations published a handbook that establishes expectations for registrants, as well as setting deadlines for exam disposition letters, registrant responses, and staff follow-up comments.
News & Insights
The FDIC, Federal Reserve Board, and OCC told all FDIC-insured institutions that the third-quarter Call Report has no new data items and that any institution may file on the next business day when a due date falls on a weekend or federal holiday.
Treasury's CDFI Fund proposed to bar certified community development financial institutions from qualifying through target markets defined by race or ethnicity.
CFTC staff cleared designated contract markets to remove expiration dates from existing perpetual-style futures on broad-based security indices without waiting the usual 10 business days. The relief expires October 20, 2026.
FinCEN withdrew two proposed rules that would have imposed recordkeeping and reporting requirements on financial institutions handling convertible virtual currencies such as bitcoin.