FINRA Adopts Employee Trading Rule (Fed. Reg.)

The SEC extended the time period for determining whether to adopt FINRA Rules on employee trading. The extension was published in the Federal Register. The SEC will make a decision on the proposed rules by April 8, 2016.

FINRA solicited comments on proposed FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as modified by Partial Amendment No. 1, in the Federal Register.