SEC Approves Merger of FINRA Dispute Resolution, Inc. into FINRA Regulation, Inc. (Fed. Reg.)
The SEC approved the merger of FINRA Dispute Resolution, Inc. into and with FINRA Regulation, Inc. The SEC action was published in the Federal Register.
The period for SEC approval was extended on a FINRA proposal to merge its dispute resolution subsidiary, FINRA Dispute Resolution, Inc., into and with its regulatory subsidiary, FINRA Regulation, Inc.