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SEC Proposes Liquidity Management Rules for Mutual and Exchange-Traded Funds (Fed. Reg.)

An SEC proposal requiring the adoption of liquidity risk management programs by SEC-registered open-ended investment companies was published in the Federal Register.

Comments on the proposal must be submitted by October 29, 2015.

Primary Sources

  1. SEC Proposal (80 FR 55181)

Tags

Regulated Activities
Liquidity Requirements
Regulated Entities
Investment Funds (SEC Registered)
Sub-Entity
ETFs
Regulated Products
Investment Funds (as Regulated Product)
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC