FINRA Proposes Rule Changes to Expand ATS Transparency Initiative (Fed. Reg.)

FINRA's proposal to expand the scope of its alternative trading system ("ATS") transparency initiative was published in the Federal Register. The proposal would amend FINRA Rules 6110 and 6610 to include publishing the remaining equity volume that is executed over the counter by FINRA members, including in non-ATS electronic trading systems and internalized trades.

Comments on the proposal must be submitted by July 30, 2015.

See: 80 FR 39463. Related News: FINRA Proposes Rule Changes to Expand ATS Transparency Initiative (June 25th, 2015).