FINRA Proposes Revision to Implementation Date for Supplemental Inventory Schedule (Fed. Reg.)
The FINRA-proposed revision to the implementation date for the Supplemental Inventory Schedule ("SIS") was filed to be effective immediately and published in the Federal Register.
The due date for the first SIS, for the disclosure of inventory positions during the reporting period ending on December 31, 2014, will be January 30, 2015.
While the proposal is effective immediately, comments may be submitted until November 17, 2014.
See: 79 FR 63996.Related news: SEC Approves FINRA Supplemental Inventory Schedule (FINRA Reg. Notice 14-43) (October 23, 2014); FINRA Proposes to Revise the Implementation Date for the Supplemental Inventory Schedule (October 10, 2014); SEC Approves FINRA Proposal to Adopt Supplementary Schedule for Inventory Positions (Fed. Reg.) (September 29, 2014); FINRA Proposes Rule Amendment Regarding Supplemental Schedule for Inventory Positions (Fed. Reg.) (June 26, 2014); FINRA Proposes to Adopt Supplemental Schedule for Inventory Positions (June 16, 2014).