In a statement published in the Federal Register, the CFPB reminded lenders that a borrower's immigration status can bear on "ability-to-repay" determinations for mortgages and credit cards.

The SEC approved a Nasdaq proposed rule to provide the exchange discretionary authority to delist a stock that exhibits signs of potential manipulation after the SEC imposes a temporary trading suspension.

A broker settled FINRA charges for failing to detect a customer's spoofing of thinly traded options.

SIFMA AMG ​​​​​​​urged the SEC Investor Advisory Committee to preserve flexibility for asset managers and not mandate any single approach as to how mutual funds and ETFs vote their shares.

Jamie Selway, Director of the SEC's Division of Trading and Markets, highlighted the agency's efforts to harmonize SEC and CFTC rulebooks and jointly develop a framework to list and trade tokenized securities.