The United States and the CFTC sued New Mexico to stop it from enforcing state gambling laws against prediction markets.
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Four NYSE exchanges adopted rules requiring their members to seek the most favorable price for customer orders, thereby harmonizing their best-execution standards with those of other markets.
A broker settled FINRA charges for failing to review and report thousands of customer complaints submitted through call-center surveys.
The OCC proposed reporting forms for payment-stablecoin issuers to disclose the assets backing their tokens and other details on their financial condition.
The CFTC proposed rules establishing how it will determine whether prediction-market event contracts are contrary to the public interest - a finding that would bar such contracts from being listed or cleared.