The SEC proposed amendments to the Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission.

SEC Commissioner Caroline A. Crenshaw advocated for imposing additional disclosure obligations for certain exempt private placements.

The SEC Division of Examinations identified common compliance deficiencies relating to Regulation Best Interest found during broker-dealer supervisory examinations.

In a Comment Letter on an MSRB proposal to standardize deadlines on form disclosure requirements in connection with primary offerings, SIFMA urged the MSRB to extend the window for underwriters to file official statements.

The SEC Division of Corporation Finance updated its Compliance and Disclosure Interpretations regarding (i) listing standards related to recovery of erroneously awarded compensation and (ii) disclosure of executive compensation by foreign issuers.