SIFMA asked the MSRB to broaden a proposed exemption to allow individuals who have been out of the securities industry for a limited time to requalify without having to retake examinations. SIFMA urged the MSRB to harmonize the exemption with requirements for muni dealers and broker dealers.

The deadline for an FTC request for comment on updates to the agency's "Guides for the Use of Environmental Marketing Claims" was extended to April 24, 2023.

A broker-dealer settled FINRA charges for sending incomplete or incorrect trade confirmations to customers.

The MSRB proposed to amend rules on advertising by municipal advisors to allow for the use of testimonial statements.

IOSCO revised its 2011 "Principles for the Regulation and Supervision of the Commodity Derivatives Markets" to address market developments and recent commodity markets volatility.