SIFMA requested an extension of the comment period for four rule proposals targeting equity market reform. In connection with this, SIFMA submitted a FOIA request calling on the SEC to supply certain data relied upon and referenced in the proposed rulemakings.

The OCC revised the "Branch Closings" booklet of the Comptroller's Licensing Manual.

In comments on FRB draft "Principles for Climate-Related Financial Risk Management for Large Financial Institutions," ISDA and SIFMA cautioned against prematurely incorporating climate-related financial risks into capital and liquidity adequacy assessments.

In an effort to ensure equitable access to credit, the New York Department of Financial Services adopted amendments to Community Reinvestment Act regulations to require covered banking institutions to provide additional lending data to the state regulator.

A broker-dealer settled FINRA charges for failing to timely file offering documents for multiple private offerings.