Comments on an MSRB proposal to establish core standards of conduct and duties for "solicitor municipal advisors" are due by March 7, 2023.
News & Insights
22368 News Results
Comments on an MSRB proposal to amend rules on advertising by municipal advisors to allow for the use of testimonial statements are due by March 7, 2023.
Comments on an SEC proposal prohibiting an asset-backed security "securitization participant" from engaging in any transaction that would involve or result in material conflicts of interest are due by March 27, 2023.
The SEC Division of Corporation Finance updated its Regulation S-K Compliance and Disclosure Interpretations to include guidance on the new pay versus performance disclosure rules.
The DOJ and FTC reported data on the Hart-Scott-Rodino Premerger Notification Program for fiscal year 2021.