An investment adviser settled SEC charges for violating an SEC trading rule by purchasing interests in a security via a public offering during the restricted period after short selling the same security.

Former NBA star Paul Pierce settled SEC charges that he unlawfully advertised a crypto asset security on social media without disclosing his compensation and made misleading statements about his holdings of the asset.

The FTC established an Office of Technology in order to "strengthen the FTC's ability to keep pace with technological challenges in the digital marketplace by supporting the agency's law enforcement and policy work."

The CFTC postponed the publication of its weekly "Commitments of Traders" report for the week ending February 17, 2023 due to delayed reporting in the wake of a recent cyber attack on a third-party derivatives clearing services provider.

Comments on the SEC's proposal to amend several procedural provisions within the regulations promulgated under the Privacy Act of 1974, as amended, are due by April 17, 2023.